examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker / trading member / clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances, (c) internal control or risk management and (d) activities having a bearing on operational risk.
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Book Details
Publication Year
2023
Contributors
Author Info
I am NISM , NCFM , AIWMI certified Research analyst , Fundamental analyst ,Technical analyst & Alternative investments analyst having an experience of 4 years .
I am an author of various books subjected to financial markets & financial systems and NISM , NCFM , AIWMI certifications question banks .
I teach Alternative investments, investing , trading along with derivative analysis on several platforms such as udemy , urbanpro & Thinkfic and Run a youtube channel named Dhruv Bansal : Financial markets institute
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